Lecture 10: ethics

Those who can make you believe absurdities can make you commit atrocities.

— Voltaire

Morality is a matter for reason.

— Ross (Zen and the Art of Divebombing)

the "shifting moral zeitgeist"

[From a talk by Richard Dawkins at Beyond Belief 2006]

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it's getting better all the time

In sixteenth-century Paris, a popular form of entertainment was cat-burning, in which a cat was hoisted in a sling on a stage and slowly lowered into a fire. According to historian Norman Davies, "[T]he spectators, including kings and queens, shrieked with laughter as the animals, howling with pain, were singed, roasted, and finally carbonized." Today, such sadism would be unthinkable in most of the world. This change in sensibilities is just one example of perhaps the most important and most underappreciated trend in the human saga: Violence has been in decline over long stretches of history, and today we are probably living in the most peaceful moment of our species' time on earth.

In the decade of Darfur and Iraq, and shortly after the century of Stalin, Hitler, and Mao, the claim that violence has been diminishing may seem somewhere between hallucinatory and obscene. Yet recent studies that seek to quantify the historical ebb and flow of violence point to exactly that conclusion.

— from A History of Violence by Steven Pinker
(The New Republic, 3/19/2007)

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an exercise in ethics: how to behave towards "the other"?

Option #1:

"I don't like your ethnicity (politics, religion, lifestyle, etc.), so drop dead."

an exercise in ethics: how to behave towards "the other"?

Option #1:

"I don't like your ethnicity (politics, religion, lifestyle, etc.), so drop dead."

Option #2:

"I despise your lifestyle (religion, politics, ethnicity), but a supreme being commands me to love even you, so there you go."

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an exercise in ethics: how to behave towards "the other"?

Option #1:

"I don't like your ethnicity (politics, religion, lifestyle, etc.), so drop dead."

Option #2:

"I despise your lifestyle (religion, politics, ethnicity), but a supreme being commands me to love even you, so there you go."

Option #3:

"The supreme being I was taught to worship doesn't approve of your religion (politics, ethnicity, lifestyle), so drop dead."

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an exercise in ethics: how to behave towards "the other"?

Option #1:

"I don't like your ethnicity (politics, religion, lifestyle, etc.), so drop dead."

Option #2: ["kindergarten ethics"*]

"I despise your lifestyle (religion, politics, ethnicity), but a supreme being commands me to love even you, so there you go."

Option #3:

"The supreme being I was taught to worship doesn't approve of your religion (politics, ethnicity, lifestyle), so drop dead."


* Dostoyevsky: "if God does not exist, then everything is permissible."
(Translation: "If the nanny stepped out, we can turn the playroom upside down").


Does it work?

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religiosity and societal health

The following data are from

Cross-National Correlations of Quantifiable Societal Health with Popular Religiosity and Secularism in the Prosperous Democracies,

Gregory S. Paul,

Journal of Religion & Society 7:1-17 (2005).

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Religious belief and acceptance of evolution


  A = Australia
  C = Canada
  D = Denmark
  E = Great Britain
  F = France
  G = Germany
  H = Holland
  I = Ireland
  J = Japan
  L = Switzerland
  N = Norway
  P = Portugal
  R = Austria
  S = Spain
  T = Italy
  U = United States
  W = Sweden
  Z = New Zealand
  

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Religious belief and homicide rates

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Religious belief and youth suicide rates

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Religious belief and infant mortality rates

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Religious belief and life expectancy

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Religious belief and syphilis infection rates

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Religious belief and teen abortion rates

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Religious belief and teen pregnancy rates

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religiosity and societal health: a summary

Cross-National Correlations of Quantifiable Societal Health with Popular Religiosity and Secularism in the Prosperous Democracies, Gregory S. Paul, Journal of Religion & Society 7:1-17 (2005).


"Large-scale surveys show dramatic declines in religiosity in favor of secularization in the developed democracies. Popular acceptance of evolutionary science correlates negatively with levels of religiosity, and the United States is the only prosperous nation where the majority absolutely believes in a creator and evolutionary science is unpopular. Abundant data is available on rates of societal dysfunction and health in the first world. Cross-national comparisons of highly differing rates of religiosity and societal conditions form a mass epidemiological experiment that can be used to test whether high rates of belief in and worship of a creator are necessary for high levels of social health. Data correlations show that in almost all regards the highly secular democracies consistently enjoy low rates of societal dysfunction, while pro-religious and antievolution America performs poorly."

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From Religious Cosmologies and Homicide Rates among Nations: A Closer Look, Gary F. Jensen, Journal of Religion & Society Volume 8:1-14 (2006)

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which option to choose?

Option #1: [jungle ethics]

"I don't like your ethnicity (politics, religion, lifestyle, etc.), so drop dead."

Option #2: [kindergarten ethics]

"I despise your lifestyle (religion, politics, ethnicity), but a supreme being commands me to love even you, so there you go."

Option #3: [crusader/jihadist ethics]

"The supreme being I was taught to worship doesn't approve of your religion (politics, ethnicity, lifestyle), so drop dead."


None of the above!

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kindergarten ethics is a flop

  1. It does not work.
  2. It is an affront to human dignity.

    The very idea of having to be told to be ethical, whether or not under threat of retribution, is degrading, dishonorable, and dehumanizing.

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an alternative: deontology

Immanuel Kant's "categorical imperative": be guided only by such moral principles that would be universally applicable.

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another alternative: utilitarianism

J. S. Mill: maximize the well-being of all who may be affected by your actions.

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a practical approach to ethics

Warren McCulloch's three rungs of computational virtue:

  1. A machine that is hard-wired to obey the rules. It may behave virtuously, but deserves no credit for it.
  2. A machine that has knowledge of the rules, but is not inherently constrained to obey them.
  3. A machine that can learn the rules.

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evolutionary aspects of virtue ethics

Evolutionary pressures ensure that a society composed of individuals who are ethical merely in the self-centered sense implied by "a desire to win" can nevertheless foster occasionally altruistic behavior.

Evolutionary considerations (Trivers, 1971):

"The complex, regulating system [...] that results should simultaneously allow the individual to reap the benefits of altruistic exchanges, to protect himself from gross and subtle forms of cheating, and to practice those forms of cheating that local conditions make adaptive." [See the announcement of the 2007 Crafoord Prize in Biosciences being awarded to Trivers.]

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computational aspects of virtue ethics

Computational considerations (McCulloch, 1956):

If a player's counterpart cheats according to some statistically discernible pattern, the player will learn to do so.


Learning ethics is an instance of the structural credit assignment problem.

(Note connections to causality, selfhood, and free will.)

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ethics in context: the trolley problem


(After J. Greene)

[The automatic intuition] model suggests that moral judgment is much like aesthetic judgment: we see an action or hear a story and we have an instant feeling of approval or disapproval. These feelings are best thought of as affect-laden intuitions, as they appear suddenly and effortlessly in consciousness, with an affective valence (good or bad), but without any feeling of having gone through steps of searching, weighing evidence, or inferring a conclusion. These intuitions — for example, about reciprocity, loyalty, purity, suffering — are shaped by natural selection, as well as by cultural forces.

— Greene and Haidt, How (and where) does moral judgment work? (2002)

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personal vs. impersonal ethics

Areas exhibiting greater activity for personal moral dilemmas:

medial frontal gyrus (BA 9/10); posterior cingulate gyrus (BA 31); superior temporal sulcus, inferior parietal lobe (BA 39).

Areas exhibiting greater activity for impersonal moral dilemmas:

dorsolateral prefrontal cortex (BA 46); parietal lobe (BA 7/40).

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computational neuroscience of virtue ethics

Areas involved:

  1. Medial frontal gyrus: integration of emotion into decision-making.
  2. Posterior cingulate, precuneus, retrosplenial: integration of emotion, imagery, and memory (esp. for narrative).
  3. STS, IPL: socially significant motion, incl. personhood.
  4. Orbitofrontal and VM FC: reward/punishment, control of inappropriate behavior, "hot" TOM.
  5. Temporal pole: imparting affect to experience and memory.
  6. Amygdala: rapid assessment of reward/punishment, esp. visual.
  7. DLPFC: working memory.
  8. Parietal lobe.

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practical virtue ethics: a summary

"There is no specifically moral part of the brain. Every brain region discussed in this article has also been implicated in non-moral processes."

— Greene and Haidt,
How (and where) does moral judgment work? (2002)


"Judgments of whether an action is wrong, all things considered, implicate a complex set of psychological processes, including representations of rules, emotional responses, and assessments of costs and benefits."

— Nichols and Mallon,
Moral dilemmas and moral rules (2006)

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ethics and law in the absence of free will

From For the law, neuroscience changes nothing and everything (Greene and Cohen, Phil. Trans. R. Soc. Lond. B 359, 1775-1785, 2004):

There are two general justifications for holding people legally responsible for their actions. The retributive justification, by which the goal of punishment is to give people what they really deserve, does depend on this dubious notion of free will. However, the consequentialist approach does not require a belief in free will at all. As consequentialists, we can hold people responsible for crimes simply because doing so has, on balance, beneficial effects through deterrence, containment, etc.

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ethics and law in the absence of free will

The consequentialist approach to responsibility generates a derivative notion of free will that we can embrace.

In the name of producing better consequences, we will want to make several distinctions among various actions and agents.

To begin, we will want to distinguish the various classes of people who cannot be deterred by the law from those who can. That is, we will recognize many of the 'diminished capacity' excuses that the law currently recognizes such as infancy and insanity.

We will also recognize familiar justifications such those associated with crimes committed under duress (e.g. threat of death).

If we like, then, we can say that the actions of rational people operating free from duress, etc. are free actions, and that such people are exercising their free will.

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a few more words on free will

As defenders of hard determinism and a consequentialist approach to responsibility, we should briefly address some standard concerns about the rejection of free will and conceptions of responsibility that depend on it. First, does not the fact that you can raise your hand 'at will' prove that free will is real? Not in the sense that matters. As Daniel Wegner (2002) has argued, our first-person sense of ourselves as having free will may be a systematic illusion. And from a third-person perspective, we simply do not assume that anyone who exhibits voluntary control over his body is free in the relevant sense, as in the case of Mr Puppet.

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a few more words on free will

Finally, there is the worry that to reject free will is to render all of life pointless: why would you bother with anything if it has all long since been determined? The answer is that you will bother because you are a human, and that is what humans do. Even if you decide, as part of a little intellectual exercise, that you are going to sit around and do nothing because you have concluded that you have no free will, you are eventually going to get up and make yourself a sandwich. And if you do not, you have got bigger problems than philosophy can fix.

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general summary


Cf. the Buddhist doctrine of dependent origination — pratītyasamutpāda (Sanskrit) or paniccasamuppāda (Pāli); rten.cing.'brel.bar.'byung.ba (Tibetan); 縁起 (Chinese).